Thursday, 27 February 2020

UPDATE 2-U.S. SEC orders Wells Fargo pay $35 mln for recommendations of high-risk products

The U.S. Securities and Exchange Commission said on Thursday it ordered Wells Fargo & Co to pay $35 million to settle charges it failed to adequately supervise investment advisers who were recommending high-risk products.



from Reuters: Company News https://ift.tt/3cjiia2
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